Risk abounds for financial institutions! Ongoing investment trends along with market dynamics have been pushing market participants to deal with numerous frictions against a backdrop of dizzying macroeconomic forces.
In case you haven’t noticed, we are living in an environment where regulators are keen to address advisor relationship practices that jeopardize retail investors. The subject of misconduct has had a folklore quality to it, hollywood...
Asset managers’ performance on diversity, equity and inclusion (DEI) is coming under increased scrutiny by investors and playing a growing role in the competition for institutional mandates.
The tumultuous events of the past two years have caused a radical reordering of priorities among America’s largest companies. Eighty-five percent of the corporate treasury and finance executives participating in this year’s study...
With our connectivity to the buy side, Coalition Greenwich conducted a “flash study” with 88 investors, primarily from the EMEA/Americas regions, on investor sentiment in the context of the Russia-Ukraine war.
Approximately 85% of the nearly 200 companies in the UAE participating in the annual Coalition Greenwich Middle East Large Corporate Finance Study have a positive outlook for their businesses for the next six to 12 months.
Corporate banks in Asia have successfully used technology investments to become more efficient and lower costs. Today, the largest banks are using their IT spending for a new reason: to keep up with their corporate clients.
The days of corporate bond portfolio trading estimates are coming to an end. FINRA has proposed and the SEC has approved a new rule that will require corporate bonds traded via a portfolio trade be reported to TRACE with a "designated...
Shane Swanson and David Easthope discuss the recent SEC proposal to update the definition of “exchange” and the potential implications for technology firms, including those trading crypto, digital assets, and others in the DeFi ecosystem...
Tokenized investment products, including investment funds and other pooled investment vehicles created under the Investment Company Act of 1940 (’40 Act) are a step toward greater institutional adoption of blockchain technology.
