In case you haven’t noticed, we are living in an environment where regulators are keen to address advisor relationship practices that jeopardize retail investors. Historically, the U.S. Securities and Exchange Commission (SEC) and the Financial...

Approximately 85% of the nearly 200 companies in the UAE participating in the annual Coalition Greenwich Middle East Large Corporate Finance Study have a positive outlook for their businesses for the next six to 12 months. That result suggests...

Corporate banks in Asia have successfully used technology investments to become more efficient and lower costs. Today, the largest banks are using their IT spending for a new reason: to keep up with their corporate clients. Large companies...

The days of corporate bond portfolio trading estimates are coming to an end. FINRA has proposed and the SEC has approved a new rule (proposed FINRA Rule 6730(d)(4)(H)) that will require corporate bonds traded via a portfolio trade be reported to...

Shane Swanson and David Easthope discuss the recent SEC proposal to update the definition of “exchange” and the potential implications for technology firms, particularly those trading crypto, digital assets, and others in the DeFi ecosystem. The...

The evolution of investment funds happens slowly—sometimes at a glacial pace. While U.S. securities laws and regulations that apply to investment funds are time-tested, they were written decades ago and do not take into account the market structure...

If one aspect of trade surveillance has remained consistent throughout the years, it is that change is constant. Whether driven by regulatory enforcement or environmental factors, surveillance practices are compelled to advance at the same (or...

Coalition Greenwich recently partnered with Google Cloud to conduct research examining how cloud and artificial intelligence and machine learning (AI/ML) are powering market data distribution and consumption in institutional capital markets....

Please join us as we discuss some of the operational and technology challenges the collateral management industry is facing today and how Fintech (including software and cloud) can generate operational efficiency and where distributed ledger...

Large corporates in Asia are renewing efforts to improve the resilience and sustainability of their supply chains in keeping with larger environmental, social and governance (ESG) goals. However, while technology is catalysing the change, end-to-end...